TRANSACTIONS REGULATION STOCK MARKET LITIGATION
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TRANSACTIONS REGULATION STOCK MARKET LITIGATION

Financial Law (approvals, controls, and litigation)

We work alongside our professional clients (PMCs, other ISPs, and FIAs) to help them meet their MAR regulatory and compliance obligations.

Our firm supports professional clients in developing their projects and obtaining the necessary approvals and authorizations for their regulated activities. We defend them during controls by their supervisory authorities (notably the AMF), disciplinary procedures, and disputes with other professionals or investors. We also represent them in litigation concerning the distribution of financial products before the courts.

Areas of intervention

  • AMF Approval and Professional Supervision
  • Distribution of Financial Products

AMF Approval and Professional Supervision

  • Approval procedures, withdrawal of approval, and litigation of these decisions
  • Assistance during AMF inspections and disciplinary procedures
  • Audit, implementation of preventive measures
  • FIAs

Distribution of Financial Products

  • Financial regulation
  • Issuance of financial instruments and products
  • Establishment of partnership contracts (FIAs, IOBSPs)
  • Marketing of financial products