TRANSACTIONS REGULATION STOCK MARKET LITIGATION
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TRANSACTIONS REGULATION STOCK MARKET LITIGATION

Stock market and financial disputes

We advise listed companies, their executives, and shareholders in procedures initiated by the French Financial Markets Authority (AMF) and in appeals against individual AMF decisions, particularly concerning public offer regulations.

We represent and defend our clients in more specific appeals against AMF decisions (public offering and sanctions) before the Paris Court of Appeal. We help our clients comply with their obligations under stock market regulations (market abuse and transparency), as well as financial sector professionals (investment service providers and financial investment advisors).

Areas of Intervention

  • AMF Procedures
  • Market Abuse and MAR Regulations
  • Financial Litigation

AMF Procedures

  • Litigation, appeals, and defense concerning AMF decisions on public offers or approvals
  • Dawn raids
  • AMF investigations and inspections (visits, searches, document requests, hearings)
  • Defense of investment service providers (ISPs), financial investment advisors (FIAs), their executives, and employees
  • Controls and disciplinary procedures
  • Negotiation of agreements with the AMF (administrative settlement)

Market Abuse and MAR Regulations

  • Market Abuse Regulation (MAR)
  • Audit, implementation of preventive measures
  • Creation of stock market ethics codes
  • Insider trading offenses and violations
  • Communication or dissemination of false information, etc., and other violations
  • Training and raising team awareness about risks and detection of violations

Financial Litigation

  • Disputes related to the marketing of financial products
  • Litigation involving portfolio management companies (PMCs)
  • Liability of financial investment advisors (FIAs)